Heat Pump Metrics


The UK Government’s Green Homes Grant scheme (GOV.UK, 2020) may have had some success in that it motivated some home owners to think about how they would make energy improvements to their homes if they could find a suitable contractor and received a grant.  One of the measures included in the scheme was the installation of a heat pump, of either the ground or air source type. Within the scheme these devices were classified as low carbon heat measures, and were subject to additional requirements. One was that a “minimum level of insulation is recommended to ensure the proper design and operation of the relevant technology in line with relevant standards” and another that all “heat pump systems must have a minimum Seasonal Performance Factor (SPF) of 2.5.” Ofgem (2021) defines the SPF as “a measure of the operating performance of an electric heat pump heating system over a year. It is the ratio of the heat delivered to the total electrical energy supplied over the year.” Ofgem explains that heat pumps need electricity to power their compressors and that for maximum efficiency a property “should be well insulated and have a low temperature heating system, such as underfloor heating or low temperature radiators”.  This enables the heat pump to use less electricity and produce a high SPF.  The requirements for insulation level and seasonal performance factor referred to above are therefore not independent; the question of what is a “minimum level of insulation” for any particular home needs further consideration. 

The Centre for Alternative Technology provides guidance on heating systems which use heat pumps (CAT, 2021). It points out that heat pumps should ideally deliver low temperature heat in conjunction with underfloor heating, but notes that “adding this to an existing house is often not feasible” and that for satisfactory operation “decent levels of insulation” are needed, with home retrofit reaching “a level better than current UK Building Regulations.”

The report “Energy efficiency of housing in England and Wales” (ONS, 2020) compares the CO2 emissions and energy costs of new and existing dwellings in England and Wales in the financial year ending 2019, stating that “the median estimated CO2 emissions for existing houses were equivalent to the emissions of more than two new houses combined”, and that “the median estimated energy cost per year for an existing house … was more than twice as much as that estimated for a new house”. While this might give some idea of the typical level of required improvement implied above by the CAT, we should bear in mind that the average size of newly built houses has decreased in every decade from the 1970s (LABC, 2019).

Energy performance standards in relation to building area are mentioned in a status report on the implementation of the Energy Performance of Buildings Directive (EPBD, 2018), where the current requirements for a semi-detached building are stated as 117 kWh/m2/year. This can be contrasted with the Passivhaus standard of 15kWh/m2/year and the EnerPHit standard of 25kWh/m2/year for space heating and cooling (UK Alternative Energy, 2020). Quantifying the energy performance of a building by dividing its annual energy use by its floor area arguably leaves much unsaid: the building may not be occupied throughout the year; its occupants may choose a higher or lower room temperature; the building may be located in a warm or cold area.

This view seems to be supported by Fairey and Goldstein (2016) in their attempt to clarify the metrics used to describe building efficiency: “A very commonly used metric for building energy performance is the energy use index (EUI), defined as the energy consumption per unit conditioned floor area”. (Conditioned floor area is described elsewhere (Law Insider, 2021) as “the total floor area of the dwelling, excluding: a) floor area that is not fully enclosed; b) bathrooms (but not ensuites) and laundries, with a ventilation opening; and voids, store rooms, garages and carparks.”)  Fairey and Goldstein note the “very wide variance between the energy use per square meter of different buildings of the same type in the same country or even the same city”, stating that the “range of variation in energy use per unit floor area is 4.5 to 1 between the top and bottom 5 percentile for offices” in New York City. They list the reasons for this variation in commercial properties, and some of these factors can be applied to domestic dwellings, particularly variation in occupancy, and variation in the demands of occupants with respect to temperature, humidity and ventilation.

In view of the variables related to occupancy which can affect the energy use index of a building, it would seem prudent to treat with caution any claim that its EUI value alone defines whether or not its heating needs can be met by a heat pump. The floor area of a building is one of many factors used by Li et al., (2020) to ‘normalize’ a building’s energy use, but they suggest that the number of occupants in an office building, the number of beds in a hospital, the occupancy rate in a hotel, weather conditions and degree days all have their place as normalizing factors according to the purpose and situation of a building. Degree days are used in an attempt to take into account not only weather conditions throughout the year, but also the temperature threshold (or thresholds) chosen to activate a building’s heating and cooling systems. Heating degree days (HDDs) apply when the outside temperature is low enough for the heating system to operate and cooling degree days (CDDs) when it is warm enough to activate the cooling system. “One HDD means that the temperature conditions outside the building were equivalent to being below a defined threshold comfort temperature inside the building by one degree for one day” (Wikipedia, 2020). This article points out that the threshold temperature may be defined differently in different countries or regions. From a knowledge of the total heating and cooling energy used in a building and the total number of degree days in a year, a measure of the building’s thermal performance can be calculated which is arguably more useful than the simple figure of energy consumption per unit conditioned floor area (EUI) referred to above, and the heat loss performance of a building taking into account the number of degree days has been termed its specific heat loss rate.

A more comprehensive approach is to use the idea of thermal comfort rather than rely on temperature alone. A thesis by Vatougiou (2020) refers to work on thermal comfort which identifies six factors, apart from individual adaptation. These are indoor air temperature, mean radiant temperature, air velocity, relative humidity, metabolic rate and clothing insulation. Some of these factors are reflected by various standards for assessing thermal comfort in domestic buildings: for example a guide from the Chartered Institution of Building Services Engineers tabulates metabolic rate and clothing insulation alongside room type and recommended temperature range, and the World Health Organization recognises that the minimum temperatures which a heating system should be able to maintain in cold weather vary from room to room (21°C for a living room but only 16°C for a kitchen, when the outside temperature is 0°C). One of the methods of expressing thermal comfort is the Predicted Mean Vote (PMV) scale, which ranges from -3 (cold) through 0 (neutral) to +3 (hot). Vatougiou uses this scale in presenting conclusions on the applicability of air to water heat pumps (AWHPs) in retrofitting a wide range of simulated housing stock in the North-East region of England. Only a few of the 756 house archetypes modelled achieved an average PMV “within the comfort band” of -0.7 to +0.7. These were mainly “highly insulated semi-detached and mid-terrace houses with floor area lower than ~160 m2 as well as medium-insulated mid-terrace houses with floor area lower than ~72 m2”. Across the range the seasonal performance factor (SPF) of the heat pump itself was found to be around 3.0,  but the use of supplementary electric heating reduced the overall SPF of the heating system to a range of 2.0 to 2.5.

Appendix B of the thesis includes work presented in 2018 on the same simulated housing stock, representing almost a million real houses. The objective here was primarily to investigate the effectiveness of an AWHP system in terms of energy use and heating capacity. Thermal comfort is not mentioned, but the work showed that only 482 of the 756 simulated housing archetypes were eligible for an AWHP retrofit with their existing levels of thermal insulation. The systems modelled all used the same type of heat pump and followed “the common practice in domestic retrofit applications” of integrating the heat pump with the existing distribution system, which typically employs high temperature radiators, rather than using underfloor heating or large low temperature radiators. Results showed that 284 of the simulated house archetypes were under-heated for at least 300 hours during the heating season of October to April inclusive. The simulated housing stock is tabulated against several criteria including floor area and the thermal transmittance or U-value of exposed walls. Approximately 245 of the simulated houses had exposed wall U-values greater than 1.5 W/(m2K), 85 had less than 0.5 W/(m2K) and the remainder fell between these two figures.

In view of the difficulty of ascertaining accurate U-values for the structure of existing buildings, the several factors involved in thermal comfort, and the issues of building use and climate referred to earlier, it is easy to see why it is tempting to fall back on a metric based solely on the Energy Use Index when deciding whether a heat pump would be suitable for a particular home. It also seems possible that ignoring the wider range of issues could lead to an expensive mistake.

References

 

CAT, 2021, “Heat pumps”, Centre for Alternative Technology, online, accessed 28 April 2021

https://cat.org.uk/info-resources/free-information-service/energy/heat-pumps/

EPBD, 2018, “EPBD implementation in the United Kingdom – England”, online, accessed 28 April 2021

https://epbd-ca.eu/wp-content/uploads/2019/05/CA-EPBD-IV-UK-England-2018.pdf

Fairey, P., and Goldstein, D., 2016, “Metrics for Energy Efficient Buildings: How Do We Measure Efficiency?” 016 ACEEE Summer Study on Energy Efficiency in Buildings, online, accessed 29 April 2021

http://fsec.ucf.edu/en/publications/pdf/fsec-rr-664-16.pdf

GOV.UK, 2020, Green Homes Grant, online, accessed 27 April 2021

https://www.gov.uk/guidance/apply-for-the-green-homes-grant-scheme

LABC, 2019, “What is the average house size in the UK?” Local Authority Building Control, online, accessed 28 April 2021

https://www.labcwarranty.co.uk/blog/are-britain-s-houses-getting-smaller-new-data/

Law Insider, 2021, “Conditioned floor area definition” Law Insider, online, accessed 28 April 2021

https://www.lawinsider.com/dictionary/conditioned-floor-area

Li, H., et al., 2020, “System-level key performance indicators for building performance evaluation”, Lawrence Berkeley National Laboratory, 2020, online, accessed 27 April 2021

https://escholarship.org/content/qt417235ks/qt417235ks.pdf

and

https://www.sciencedirect.com/science/article/abs/pii/S0378778819324326

ONS, 2020, “Energy efficiency of housing in England and Wales”, Office for National Statistics, EnerPHit Retrofits, online, accessed 28 April 2021

https://www.ons.gov.uk/peoplepopulationandcommunity/housing/articles/energyefficiencyofhousinginenglandandwales/2020-09-23

Ofgem, 2021, “Seasonal Performance Factor (SPF)”, Ofgem, online, accessed 4 May 2021

https://www.ofgem.gov.uk/key-term-explained/seasonal-performance-factor-spf

UK Alternative Energy, 2020, “EnerPHit Retrofits”, online, accessed 28 April 2021

Vatougiou, P., 2020, “The heating performance of air-to-waterheat-pumps in the retrofit of domestic building stock”, Doctoral Thesis, Loughborough University, online, accessed 26 March 2021,

https://repository.lboro.ac.uk/articles/thesis/The_heating_performance_of_air-to-water_heat_pumps_in_the_retrofit_of_domestic_building_stock/13289219

Wikipedia, 2020, “Heating degree day”, online, accessed 27 April 2021

https://en.wikipedia.org/wiki/Heating_degree_day

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